Daniel Doyle
Professional Summary
Daniel Doyle, who also goes by Daniel Ernest Doyle, is a registered financial advisor currently at TD FINANCIAL PRODUCTS LLC located in Chicago, Illinois. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2023. Daniel has worked at 1 firm and has passed the Series 63, Series 52TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Ernest Doyle
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
HEADLANDS GLOBAL MARKETS, LLC | TD SECURITIES AUTOMATED TRADING LLC | TD FINANCIAL PRODUCTS LLC | HEADLANDS TECH GLOBAL MARKETS, LLC | HEADLANDS TECH GLOBAL MARKETS
Contact Information
Main Address
71 S. Wacker Drive Suite 550, Chicago, IL 60606Mailing Address
71 S. Wacker Drive Suite 550, Chicago, IL 60606Phone Number
(312) 601-8643Established
Delaware since 07/21/2010Firm Type
Limited Liability CompanyFiscal Year End
OctoberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.) INC. | OWNER | — |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| MANNION, MARTIN | CO-HEAD OF ELECTRONIC TRADING | 4830837 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| SCHRAGER, MATTHEW | CO-HEAD OF ELECTRONIC TRADING | 6488305 |
| WILSON, KEVIN KEITH | FINANCIAL & OPERATIONS PRINCIPAL | 5437711 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/21/2023)
(2/27/2023)
(2/24/2023)
(3/1/2023)
(2/15/2023)
(2/21/2023)
(2/14/2023)
(2/17/2023)
(2/22/2023)
(3/1/2023)
(2/16/2023)
(2/28/2023)
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(2/14/2023)
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(2/15/2023)
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(2/23/2023)
(2/15/2023)
(2/14/2023)
(2/14/2023)
(2/14/2023)
(2/17/2023)
(2/23/2023)
(2/14/2023)
(2/17/2023)
(2/23/2023)
(2/16/2023)
(2/21/2023)
(2/14/2023)
(2/21/2023)
(2/15/2023)
(2/16/2023)
(2/20/2023)
(2/17/2023)
(2/23/2023)
(2/15/2023)
(2/14/2023)
(2/17/2023)
(2/21/2023)
(2/17/2023)
(2/23/2023)
(2/14/2023)
(2/27/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Aug 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Doyle's CRS (Customer Relationship Summary).
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