PB
Pablo Baiza Castro
EMPOWER ADVISORY GROUP
Bloomfield, NJ
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CRD#: 7362759
PB
Professional summary
Pablo Baiza Castro, who also goes by Pablo J. Baiza, Pablo Baiza, Pablo J Baiza Castro, Pablo Baizacastro, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Bloomfield, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Pablo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Pablo has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pablo J. Baiza | Pablo Baiza | Pablo J Baiza Castro | Pablo Baizacastro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SALES OF INVESTMENT-RELATED PRODUCTS, PART-TIME OR FULL TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Pablo Baiza Castro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Bloomfield, NJ
Current
April 15, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
January 30, 2025 - April 4, 2025
PFS INVESTMENTS INC.
RIA
CRD#: 10111
OAKLAND, NJ
Past
September 9, 2024 - April 4, 2025
PFS INVESTMENTS INC.
BD
CRD#: 10111
OAKLAND, NJ
Past
December 9, 2022 - April 4, 2023
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
Bloomfield, NJ
Past
June 9, 2022 - December 12, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
OAKLAND, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2025)
RR
Alaska(4/15/2025)
RR
Arizona(4/15/2025)
RR
Arkansas(4/15/2025)
RR
California(4/15/2025)
RR
Connecticut(4/15/2025)
RR
Delaware(4/15/2025)
RR
Georgia(4/15/2025)
RR
Hawaii(4/15/2025)
RR
Idaho(4/15/2025)
RR
Illinois(4/15/2025)
RR
Indiana(4/15/2025)
RR
Iowa(4/15/2025)
RR
Kansas(4/15/2025)
RR
Kentucky(4/15/2025)
RR
Maine(4/15/2025)
RR
Massachusetts(4/15/2025)
RR
Michigan(4/15/2025)
RR
Minnesota(4/15/2025)
RR
Mississippi(4/15/2025)
RR
Missouri(4/15/2025)
RR
Montana(4/15/2025)
RR
Nebraska(4/15/2025)
RR
Nevada(4/15/2025)
RR
New Hampshire(4/15/2025)
RR
New Jersey(4/15/2025)
IAR
New Jersey(4/16/2025)
RR
New Mexico(4/15/2025)
RR
New York(4/15/2025)
RR
North Carolina(4/15/2025)
RR
North Dakota(4/15/2025)
RR
Oklahoma(4/15/2025)
RR
Oregon(4/15/2025)
RR
Pennsylvania(4/15/2025)
RR
Rhode Island(4/15/2025)
RR
South Carolina(4/15/2025)
RR
South Dakota(4/15/2025)
RR
Tennessee(4/15/2025)
RR
Texas(4/15/2025)
RR
Utah(4/15/2025)
RR
Vermont(4/15/2025)
RR
Virginia(4/15/2025)
RR
Washington(4/15/2025)
RR
West Virginia(4/15/2025)
RR
Wisconsin(4/15/2025)
RR
Wyoming(4/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/8/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
