Betty Jane Trembley
Professional Summary
Betty Jane Trembley, who also goes by Betty Jane Dehart, Betty Jane Luoto, Betty Jane Luototrembley, is a registered financial advisor currently at CONTINENTAL INVESTORS SERVICES, INC. located in Longview, Washington. Betty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Betty has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Betty Jane Dehart, Betty Jane Luoto, Betty Jane Luototrembley
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.
Contact Information
Main Address
1330 Broadway Street, Longview, WA 98632Mailing Address
P.o. Box 888, Longview, WA 98632-7552Phone Number
(360) 423-5110Established
Washington since 12/16/1991Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
14SEC notice filing (21 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
FINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
824AUM (Assets Under Management)
$231,851,196Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.
State Registrations and Notice Filings
(9/23/2002)
(7/10/2003)
(12/9/1992)
(9/10/1996)
(5/26/2009)
(8/14/2017)
(3/18/2004)
(5/14/1992)
(8/8/2005)
(5/6/1992)
(1/3/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
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CRS (Client Relationship Summary) - BD
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