AG
Ashtonn R. Gregory
ALTRUIST FINANCIAL LLC
Rowlett, TX
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CRD#: 7361816
AG
Professional summary
Ashtonn Remy Gregory, who also goes by Ash Gregory, Ashtonn Remy Gregory, Ashtonn Gregory, is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in Rowlett, Texas.
Ashtonn is registered as a RR (Registered Representative) and started their career in finance in 2021. Ashtonn has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ash Gregory | Ashtonn Remy Gregory | Ashtonn Gregory
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ashtonn Remy Gregory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2023 - Present
ALTRUIST FINANCIAL LLC
BD
CRD#: 299274
Rowlett, TX
Past
July 6, 2021 - August 22, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2024)
RR
Alaska(10/29/2024)
RR
Arizona(10/29/2024)
RR
Arkansas(10/29/2024)
RR
California(10/29/2024)
RR
Colorado(10/29/2024)
RR
Connecticut(10/29/2024)
RR
Delaware(10/29/2024)
RR
District of Columbia(10/29/2024)
RR
Florida(10/29/2024)
RR
Georgia(10/29/2024)
RR
Hawaii(10/29/2024)
RR
Idaho(10/29/2024)
RR
Illinois(10/29/2024)
RR
Indiana(10/29/2024)
RR
Iowa(10/29/2024)
RR
Kansas(10/29/2024)
RR
Kentucky(10/29/2024)
RR
Louisiana(10/29/2024)
RR
Maine(10/29/2024)
RR
Maryland(10/29/2024)
RR
Massachusetts(10/29/2024)
RR
Michigan(10/29/2024)
RR
Minnesota(10/29/2024)
RR
Mississippi(10/29/2024)
RR
Missouri(10/29/2024)
RR
Montana(10/29/2024)
RR
Nebraska(10/29/2024)
RR
Nevada(10/29/2024)
RR
New Hampshire(10/29/2024)
RR
New Jersey(10/29/2024)
RR
New Mexico(10/29/2024)
RR
New York(10/29/2024)
RR
North Carolina(10/29/2024)
RR
North Dakota(10/29/2024)
RR
Ohio(10/30/2024)
RR
Oklahoma(10/29/2024)
RR
Oregon(10/29/2024)
RR
Pennsylvania(10/29/2024)
RR
Puerto Rico(10/29/2024)
RR
Rhode Island(10/29/2024)
RR
South Carolina(10/29/2024)
RR
South Dakota(10/29/2024)
RR
Tennessee(10/29/2024)
RR
Texas(10/4/2023)
RR
Utah(10/29/2024)
RR
Vermont(10/29/2024)
RR
Virgin Islands(10/29/2024)
RR
Virginia(10/29/2024)
RR
Washington(10/29/2024)
RR
West Virginia(10/29/2024)
RR
Wisconsin(10/29/2024)
RR
Wyoming(10/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 9/17/2024
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/6/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALTRUIST FINANCIAL LLC
ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING
CRD#: 299274 / SEC#: , 8-70244
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
3030 S La Cienega Blvd, Culver City, CA 90232
Mailing Address
3030 S La Cienega Blvd, Culver City, CA 90232
Phone number
(888) 510-4660
Established
Delaware since 10/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
