JS
Joseph A. Sera
SERA CAPITAL MANAGEMENT
Annapolis, MD 21401
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CRD#: 7360459
JS
Professional summary
Joseph Anthony Sera is a registered financial advisor currently at SERA CAPITAL MANAGEMENT, LLC located in Annapolis, Maryland.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joseph has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: JTM, Inc. / Not investment-related / Address: 8684 Veterans Hwy, #203, Millersville, MD 21108 / Nature of Business: Sales and leasing of commercial real estate / Title & Relationship: President & Owner / Start Date: June 2016 / Hours per Month: 15 to 20 / Hours During Trading Hours: 0 / Duties: Showing properties to prospective clients
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Sera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2021 - Present
SERA CAPITAL MANAGEMENT, LLC
Office #1: 1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401RIA
CRD#: 120896
Annapolis, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(4/19/2021)
Current Firm
SC
SERA CAPITAL MANAGEMENT, LLC
FINANCIAL TALES | STRATEGIC ASSET MANAGEMENT, LTD. | SERA CAPITAL MANAGEMENT, LLC | SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY | SERA CAPITAL
CRD#: 120896 / SEC#:
Maryland
Registered Investment Advisory firm - (6/19/1991 Approved)Texas
Registered Investment Advisory firm - (4/24/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1910 Towne Centre Blvd Suite 250, Annapolis, MD 21401
Mailing Address
Phone number
(301) 464-8333
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 83,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
