Praveen K. Sahoo
Professional summary
Praveen Kumar Sahoo, who also goes by Praveen Kumar Sahoo, is a registered financial professional currently at IFP SECURITIES, LLC located in Tampa, Florida.
Praveen is registered as a RR (Registered Representative) and started their career in finance in 2021. Praveen has worked at 7 firms and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Praveen Kumar Sahoo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2024 - Present
IFP SECURITIES, LLC
Office #1: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607March 30, 2023 - July 15, 2024
PERSHING LLC
March 30, 2023 - July 15, 2024
PERSHING ADVISOR SOLUTIONS LLC
August 25, 2022 - February 22, 2023
CETERA FINANCIAL SPECIALISTS LLC
August 25, 2022 - February 22, 2023
CETERA ADVISORS LLC
July 26, 2021 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
July 26, 2021 - February 22, 2023
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2024)
Exams
Series 99TO
Date: 10/20/2023
Operations Professional ExaminationSeries 7TO
Date: 7/26/2021
General Securities Representative ExaminationFINRA
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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Company Information
IFP SECURITIES, LLC
CRD#: 297287Tampa, FL 33607TRUST BUT VERIFY
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