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JB

Javier Buitron

GLOBAL ATLANTIC DISTRIBUTORS
Wayne, PA 19087
Some features on this profile are disabled
CRD#: 7358641
JB

Professional summary

Javier Buitron Jr, who also goes by Javier Buitron Jr., Javier Buitron Jr., Javi Buitron Jr, Javi Buitron, Javier Buitron Jr, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Wayne, Pennsylvania.

Javier is registered as a RR (Registered Representative) and started their career in finance in 2021. Javier has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Javier Buitron Jr. | Javier Buitron Jr. | Javi Buitron Jr | Javi Buitron | Javier Buitron Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Javier Buitron Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2024 - Present

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Office #1: 550 E Swedesford Rd Suite 450, Wayne, PA 19087
BD
CRD#: 8326
Wayne, PA
Past

April 11, 2022 - April 9, 2024

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Malvern, PA
Past

March 31, 2022 - April 9, 2024

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

May 14, 2021 - March 8, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Newark, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/2/2025)
RR
Georgia
(7/2/2025)
RR
New Mexico
(7/2/2025)
RR
Pennsylvania
(5/9/2024)
RR
Texas
(7/2/2025)
RR
Utah
(7/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/4/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GA
GLOBAL ATLANTIC DISTRIBUTORS, LLC
FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: , 8-25027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Mailing Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Phone number
(877) 454-4777
Established
Delaware since 12/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ATLANTIC (FIN) COMPANYOWNER
BICKLER, JASON ALEXANDERPRESIDENT AND MANAGER4164884
MOORCROFT, WILLIAM BENJAMINCHIEF COMPLIANCE OFFICER4258952
NELSON, PAULA GENEVIEVEMANAGER, HEAD OF DISTRIBUTION2015528
PAULOUSKY, MICHAEL RYANTREASURER7339297
RAMOS, SAMUELGENERAL COUNSEL AND SECRETARY6722343
RIP, OLGAFINOP AND CHIEF FINANCIAL OFFICER5440553
RUTHERFORD, KELLY JUNESENIOR VICE-PRESIDENT7282305
SIEGEL, DEAN CYRUSVICE PRESIDENT3224832
TODD, ERIC DAVIDMANAGER2175308
WEISS, DAVID LEESENIOR VICE PRESIDENT2345057

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326Wayne, PA 19087

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