JB
Jeffrey Bronner
KESTRA ADVISORY SERVICES
Knoxville, TN 37923
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CRD#: 7358057
JB
Professional summary
Jeffrey Bronner, who also goes by Jeff Bronner, Jeffrey S Bronner, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Knoxville, Tennessee and KESTRA INVESTMENT SERVICES, LLC located in Knoxville, Tennessee.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jeffrey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Bronner | Jeffrey S Bronner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: SOJOURN WEALTH MANAGEMENT POSITION: Registered representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/28/2024 ADDRESS: 9041 Executive Park Drive, Suite 115, Knoxville TN 37804, United States DESCRIPTION: Registered representative Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/28/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: COVENANT BAPTIST CHURCH POSITION: Deacon NATURE: Treasurer INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2023 ADDRESS: 608 Ellis Avenue, Maryville TN 37804, United States DESCRIPTION: I serve the church by keeping track of the budget, giving, and tax forms.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Bronner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 9041 Executive Park Drive Suite 250 Office 8, Knoxville, TN 37923RIA
CRD#: 283330
Knoxville, TN
Current
October 28, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 9041 Executive Park Drive, Suite 115, Knoxville, TN 37923BD
CRD#: 42046
Knoxville, TN
Past
October 12, 2021 - November 1, 2024
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
KNOXVILLE, TN
Past
September 17, 2021 - November 1, 2024
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/28/2024)
RR
Colorado(11/8/2024)
RR
Florida(11/8/2024)
RR
Georgia(10/28/2024)
RR
Illinois(11/8/2024)
RR
Indiana(11/8/2024)
RR
Kentucky(10/28/2024)
RR
Maine(11/8/2024)
RR
Maryland(11/8/2024)
RR
Michigan(11/6/2024)
RR
Mississippi(11/8/2024)
RR
North Carolina(11/12/2024)
RR
Ohio(11/8/2024)
RR
Pennsylvania(11/8/2024)
RR
South Carolina(11/7/2024)
RR
Tennessee(10/28/2024)
IAR
Tennessee(10/28/2024)
RR
Texas(11/6/2024)
IAR
Texas(11/6/2024)
RR
Virginia(2/21/2025)
RR
Washington(11/12/2024)
RR
West Virginia(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Knoxville, TN 37923TRUST BUT VERIFY
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