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TS

Tara U. Schuchmann

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CRD#: 735747
TS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tara Ukra Schuchmann, who also goes by Tara Ukra, was a registered financial professional .

Tara is a previously registered financial professional and started their career in finance in 1981. Tara had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tara Ukra

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 11, 1995 - April 30, 2001

TARA CAPITAL PARTNERS, INC.

BD
CRD#: 38898
DALLAS, TX
Past

June 14, 1989 - September 26, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

February 21, 1989 - April 7, 1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

BD
CRD#: 19727
Past

August 5, 1987 - July 22, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

February 27, 1986 - August 10, 1987

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Past

October 19, 1983 - March 10, 1986

JEFFERIES LLC

BD
CRD#: 2347
Past

June 24, 1981 - September 19, 1983

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/18/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TC
TARA CAPITAL PARTNERS, INC.
TARA CAPITAL PARTNERS, INC.

CRD#: 38898 / SEC#: , 8-48458

BD
Terminated by SEC on 06/29/2001
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 06/20/1995
Firm type
Corporation
Fiscal year end
April
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SCHUCHMANN, TARA UKRAPRESIDENT SEC/TREASURER735747
UKRA, MARK ALIOWNER
STERLING, DONALD WILLIAMFINANCIAL PRINCIPAL1192425

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TARA CAPITAL PARTNERS, INC.

CRD#: 38898

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