RS
Robert J. Seghers
EAGLE STRATEGIES LLC
NEW ORLEANS, LA 70113
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CRD#: 7357285
RS
Professional summary
Robert Joseph Seghers is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New Orleans, Louisiana and NYLIFE SECURITIES LLC located in New Orleans, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Notary Public;start date 10/2016; 4917 Utica St, Metairie, LA 70006;0 hrs per month and 0 hrs during securities trading; non investment related] [Saint Benilde Men's Club; It is a charitable men's club affiliated with the St. Benilde Parish and school in Metairie; 1700 Division St. Metairie La 70002; Start Date 08/2022; Role/Title: Officer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Secretary of the Executive board. I take meeting minutes, not attendance, and send emails to members regarding upcoming events] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 900 Veterans Memorial Blvd, Metairie, LA 70005; Start Date 10/2023; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Seghers Financial Services LLC; On advice of my accountant, I formed in LLC with the Louisiana Secretary of State. The purpose is to limit liability and self employment tax.; 639 Loyola Ave, Suite 1900 New Orleans, La 70113; Start Date 12/2023; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Business Networking International (BNI); networking group; 3500 N Causeway Blvd STE 1460, Metairie, LA 70002; Start Date 10/2023; Role/Title: Officer; Not Investment Related; 6 hours per month; 6 hours per month during securities trading hours; secretary/ treasurer for the year in my chapter. I take attendance, list the speaker lineup, make sure members pay membership dues.]
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Seghers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 639 Loyola Avenue Suite 1900, New Orleans, LA 70113RIA
CRD#: 110826
NEW ORLEANS, LA
Current
October 29, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 639 Loyola Avenue Suite 1900, New Orleans, LA 70113BD
CRD#: 5167
New Orleans, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/16/2022)
RR
Louisiana(11/2/2021)
IAR
Louisiana(7/25/2023)
RR
Mississippi(5/16/2022)
RR
Texas(5/16/2022)
IAR
Texas(1/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/29/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826New Orleans, LA 70113TRUST BUT VERIFY
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