RM
Robert L. Morse
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Morristown, NJ 07960
Some features on this profile are disabled
CRD#: 735666
RM
Professional summary
Robert Lee Morse is a registered financial professional currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1981. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Lee Morse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2018 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960BD
CRD#: 104369
Morristown, NJ
Past
July 25, 2016 - May 7, 2018
LIGHTSPEED TRADING, LLC
BD
CRD#: 35519
NEW YORK, NY
Past
January 18, 2011 - July 25, 2016
VICTOR SECURITIES, LLC
BD
CRD#: 146664
ENGLEWOOD, NJ
Past
March 19, 2010 - April 11, 2011
VTRADER PRO, LLC
BD
CRD#: 131920
SAN FRANCISCO, CA
Past
September 26, 2003 - March 1, 2010
ROBERT L. MORSE, LLC
BD
CRD#: 32478
BRIARCLIFF MANOR, NY
Past
August 10, 1982 - October 20, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
August 17, 1981 - February 5, 1982
ROBERTSON SECURITIES CORPORATION
BD
CRD#: 5962
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2018)
RR
Arizona(5/1/2018)
RR
Arkansas(5/1/2018)
RR
California(5/1/2018)
RR
Colorado(5/1/2018)
RR
Connecticut(5/1/2018)
RR
District of Columbia(5/1/2018)
RR
Florida(5/1/2018)
RR
Georgia(5/12/2020)
RR
Hawaii(5/1/2018)
RR
Idaho(7/30/2019)
RR
Illinois(5/12/2020)
RR
Indiana(5/1/2018)
RR
Kansas(12/17/2018)
RR
Kentucky(7/16/2020)
RR
Louisiana(5/1/2018)
RR
Maine(5/1/2018)
RR
Maryland(5/1/2018)
RR
Massachusetts(5/12/2020)
RR
Michigan(5/1/2018)
RR
Minnesota(5/1/2018)
RR
Mississippi(1/25/2019)
RR
Missouri(5/1/2018)
RR
Montana(6/18/2019)
RR
Nevada(5/1/2018)
RR
New Hampshire(5/12/2020)
RR
New Jersey(5/1/2018)
RR
New Mexico(5/1/2018)
RR
New York(5/1/2018)
RR
North Carolina(5/1/2018)
RR
Ohio(5/1/2018)
RR
Oklahoma(9/10/2018)
RR
Oregon(5/1/2018)
RR
Pennsylvania(5/1/2018)
RR
Rhode Island(5/22/2020)
RR
South Carolina(5/1/2018)
RR
South Dakota(7/24/2020)
RR
Tennessee(5/1/2018)
RR
Texas(5/1/2018)
RR
Utah(5/1/2018)
RR
Virginia(5/1/2018)
RR
Washington(5/1/2018)
RR
Wisconsin(5/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LF
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
Mailing Address
20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
Phone number
(888) 577-3123
Established
Delaware since 08/03/2000
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
