Adam G. Werthmuller
Professional summary
Adam Gregory Werthmuller, who also goes by Adam Werthmuller, is a registered financial advisor currently at BANYAN TREE ASSET MANAGEMENT, LLC located in Torrance, California and BANYAN TREE SECURITIES, LLC located in Torrance, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Adam has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Gregory Werthmuller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2024 - Present
BANYAN TREE ASSET MANAGEMENT, LLC
Office #1: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503-5517May 30, 2024 - Present
BANYAN TREE SECURITIES, LLC
Office #1: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503August 7, 2023 - May 30, 2024
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BANYAN TREE ASSET MANAGEMENT, LLC
CRD#: 168384 / SEC#: 801-78480
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2024)
(7/12/2024)
(9/27/2024)
(9/27/2024)
Exams
Series 52TO
Date: 9/1/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 8/7/2023
General Securities Representative ExaminationFINRA
Current Firm
BANYAN TREE ASSET MANAGEMENT, LLC
CRD#: 168384 / SEC#: 801-78480
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 1,013,708,995 |
Red Flags
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