Scott Robert Nicholson
Professional Summary
Scott Robert Nicholson is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Deerfield, Illinois and GOLDMAN SACHS & CO. LLC located in Deerfield, Illinois. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Scott has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT
Contact Information
Main Address
100 Coliseum Drive, Cohoes, NY 12047Mailing Address
P.o. Box 15201, Albany, NY 12212Phone Number
(518) 886-4000# of Employees
1,923SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
36,184AUM (Assets Under Management)
$31,688,347,042Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2026 | Cover Page | Report |
| 10/24/2025 | Cover Page | Report |
| 09/25/2024 | Cover Page | Report |
| 11/17/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Nicholson's CRS (Customer Relationship Summary).
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