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LC

Laurence A. Connors

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CRD#: 735361
LC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laurence Alan Connors, who also goes by Laurence Alan Conners, was a registered financial professional .

Laurence is a previously registered financial professional and started their career in finance in 1981. Laurence had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laurence Alan Conners

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2016 - June 8, 2020

CONNORS JAMES CAPITAL LLC

RIA
CRD#: 281665
JERSEY CITY, NJ
Past

December 12, 2013 - March 25, 2017

CONNORS GLOBAL ASSET MANAGEMENT LLC

RIA
CRD#: 169489
JERSEY CITY, NJ
Past

July 21, 2011 - December 10, 2014

LCA CAPITAL, LLC

RIA
CRD#: 156309
JERSEY CITY, NJ
Past

February 17, 2004 - April 26, 2008

CONNORS CAPITAL, LLC

RIA
CRD#: 127720
LOS ANGELES, CA
Past

November 2, 1990 - March 22, 1994

PERSHING LLC

BD
CRD#: 7560
Past

June 3, 1987 - November 16, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

May 18, 1984 - June 1, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

January 7, 1984 - April 11, 1984

JEFFERIES LLC

BD
CRD#: 2347
Past

September 9, 1983 - December 2, 1983

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

March 24, 1982 - September 21, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

December 28, 1981 - March 9, 1982

OTC NET INCORPORATED

BD
CRD#: 7756
Past

July 24, 1981 - December 28, 1981

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/29/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/14/1987
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 5
Date: 3/2/1982
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1981
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/22/1981
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CJ
CONNORS JAMES CAPITAL LLC
CONNORS JAMES CAPITAL LLC

CRD#: 281665 / SEC#:

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Contact information

Main Address
185 Hudson Street Suite 2500, Jersey City, NJ 07311
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNORS JAMES CAPITAL LLC

CRD#: 281665

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