Patrick A. Thomas

CARDEA CAPITAL ADVISORS

ALPHARETTA, GA 30009

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CRD#: 735354

Professional summary

Patrick Allan Thomas is a registered financial advisor currently at CARDEA CAPITAL ADVISORS, LLC located in Alpharetta, Georgia.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Patrick has worked at 10 firms and has passed the Series 65, Series 63, Series 15, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allan Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2021 - Present

CARDEA CAPITAL ADVISORS, LLC

Office #1: 2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

RIA

CRD#: 307600

ALPHARETTA, GA

Past

December 5, 2019 - December 23, 2020

LINDNER CAPITAL ADVISORS, INC.

RIA

CRD#: 108584

ATLANTA, GA

Past

August 5, 2019 - August 20, 2019

SAN BLAS ADVISORY, INC.

RIA

CRD#: 296929

Atlanta, GA

Past

February 13, 2015 - December 9, 2016

PRIVATE WEALTH ADVISORY GROUP, INC.

RIA

CRD#: 173842

MARIETTA, GA

Past

July 11, 2012 - August 6, 2019

LINDNER CAPITAL ADVISORS, INC.

RIA

CRD#: 108584

MARIETTA, GA

Past

October 28, 2011 - May 7, 2012

SUMMIT WEALTH MANAGEMENT, INC

RIA

CRD#: 105714

ATLANTA, GA

Past

February 19, 2010 - December 31, 2010

THE MEYERS GROUP, INC.

RIA

CRD#: 134903

ATLANTA, GA

Past

June 2, 1994 - June 21, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 5, 1988 - June 6, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 23, 1982 - April 14, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 20, 1981 - March 2, 1982

FIRST CITIZENS MUNICIPAL CORPORATION

CRD#: 7265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 10/25/1988

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 2/2/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/18/1981

General Securities Representative Examination

Current Firm

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

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Contact information

Main Address

2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

Mailing Address

Phone number

(770) 977-7779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARDEA CAPITAL ADVISORS, LLC ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 105,752,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick A. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allan Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINDNER CAPITAL ADVISORS, INC.

SAN BLAS ADVISORY, INC.

PRIVATE WEALTH ADVISORY GROUP, INC.

LINDNER CAPITAL ADVISORS, INC.

SUMMIT WEALTH MANAGEMENT, INC

THE MEYERS GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

FIRST CITIZENS MUNICIPAL CORPORATION

Primary Firm SEC Registration

CARDEA CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2009

Series 63

Date: 7/27/1981

Series 15

Date: 10/25/1988

Series 5

Date: 2/2/1983

Series 7

Date: 7/18/1981

Current Firm

CARDEA CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDEA CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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