Edward J. Butler
Professional summary
Edward Joseph Butler III, who also goes by Edward Joseph Butler, Edward J Butler III, Edward J Butler, Ned Butler, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2022. Edward has worked at 3 firms and has passed the Series 63, Series 6TO, Series 22TO, Series 99TO, Series 82TO, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Joseph Butler III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2024 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 437 Madison Avenue 6th Floor, New York, NY 10022July 18, 2023 - February 8, 2024
WELLS FARGO SECURITIES, LLC
August 6, 2022 - July 3, 2023
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2024)
Exams
Series 6TO
Date: 7/18/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 7/18/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 7/18/2023
Operations Professional ExaminationSeries 82TO
Date: 7/18/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 8/20/2022
General Securities Representative ExaminationSeries 79TO
Date: 8/6/2022
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
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