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MD

Mingzhe Du

VELOX CLEARING
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 7353052
MD
Mingzhe DuVELOX CLEARING

Professional summary

Mingzhe Du, who also goes by Duke Du, is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida and ZINVEST FINANCIAL SERVICE, LLC located in Miami, Florida.

Mingzhe is registered as a RR (Registered Representative) and started their career in finance in 2021. Mingzhe has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, Series 4, Series 14, Series 27 and Series 24 exams.

Aliases

Duke Du

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mingzhe Du's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2021 - Present

VELOX CLEARING LLC

Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131
BD
CRD#: 290215
MIAMI, FL
Current

April 23, 2025 - Present

ZINVEST FINANCIAL SERVICE, LLC

Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131
BD
CRD#: 297563
MIAMI, FL
Current

July 23, 2026 - Present

USMART CAPITAL, LLC

Office #1: 515 Madison Ave. Suite 9023, New York, NY 10022Office #2: 515 Madison Ave. Suite 9023, New York, NY 10022
BD
CRD#: 329365
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/15/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/10/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/26/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/11/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/26/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 9/19/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/17/2024
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/13/2024
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

UC
USMART CAPITAL, LLC
USMART (USA) | USMART CAPITAL, LLC

CRD#: 329365 / SEC#: , 8-71200

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
Mailing Address
477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022
Phone number
(646) 673-8611
Established
New York since 11/10/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
USMART INLET INVESTMENT LTDOWNER
BENDER, STEVEN CHRISTOPHERFINOP2650187
LU, YICOO5837061
SLONE, JONATHANCEO2150608
VIGLIAROLO, JOSEPH CHARLESCCO, INVESTMENT BANKING PRINCIPAL4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

USMART CAPITAL, LLC

CRD#: 329365Miami, FL 33131

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