AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DD

David M. Daley

DALEY FINANCIAL PLANNING LLC
Corona, CA
Some features on this profile are disabled
CRD#: 7352195
DD

Professional summary

David Mason Daley is a registered financial advisor currently at DALEY FINANCIAL PLANNING LLC located in Corona, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: N2 Content Marketing Investment-related: Yes Address: 1888 S Cole St, Lakewood, CO 80228 Nature: Marketing for financial industry Position: Contract Employee Start date: 11/2024 Approximate number of hours/month you devote to the other business: 60 hours/month Approximate number of hours/month you devote to the other business during securities trading hours: None Duties: Writing and developing marketing content

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mason Daley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2023 - Present

DALEY FINANCIAL PLANNING LLC

RIA
CRD#: 329243
Corona, CA
Past

September 23, 2022 - November 16, 2023

PEGASUS MANAGEMENT SERVICES L.L.C.

RIA
CRD#: 314533
CORONA, CA
Past

March 7, 2022 - August 2, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Costa Mesa,, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/11/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/7/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/7/2021
Securities Industry Essentials Examination

Current Firm

DF
DALEY FINANCIAL PLANNING LLC
DALEY FINANCIAL PLANNING LLC

CRD#: 329243 / SEC#:

California
Registered Investment Advisory firm - (12/11/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Corona, CA
Mailing Address
Phone number
(951) 223-5803
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 907,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DALEY FINANCIAL PLANNING LLC

CRD#: 329243Corona, CA

TRUST BUT VERIFY

Monitor David Daley

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics