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William L Barnes

CRD# 735216·Registered 1981 - 2025
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William L Barnes, who also goes by Bill Barnes, William Lynn Barnes, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1981 - 2025. William had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Barnes, William Lynn Barnes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

VESTECH SECURITIES, INC.·CRD# 41409
BD
Little Rock, AR
March 21, 2022 - November 11, 2025
BANKERS LIFE SECURITIES, INC.·CRD# 173962
BD
Little Rock, AR
July 1, 2021 - October 6, 2021
REALTA EQUITIES, INC.·CRD# 23769
BD
Little Rock, AR
August 16, 2019 - September 11, 2020
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Little Rock, AR
October 8, 2018 - July 19, 2019
INSTITUTIONAL SECURITIES CORPORATION·CRD# 20291
BD
Little Rock, AR
September 25, 2012 - October 11, 2018
RIDGEWAY & CONGER, INC.·CRD# 113055
BD
Little Rock, AR
October 2, 2007 - September 20, 2012
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Little Rock, AR
March 22, 2007 - October 2, 2007
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Little Rock, AR
July 15, 1998 - October 27, 2006
MASTERS FINANCIAL GROUP, INC.·CRD# 25747
BD
Little Rock, AR
November 28, 1995 - June 11, 1998
TDI, INCORPORATED·CRD# 30629
BD
Englewood, CO
July 10, 1995 - November 7, 1995
MASTERS FINANCIAL GROUP, INC.·CRD# 25747
BD
Little Rock, AR
December 19, 1990 - June 7, 1995
ALLISON, ROSENBLUM & HANNAHS, INC.·CRD# 22375
BD
August 24, 1989 - November 27, 1990
POWELL & SATTERFIELD, INC.·CRD# 7030
BD
Little Rock, AR
February 24, 1984 - August 16, 1989
BRITTENUM & ASSOCIATES, INC.·CRD# 7179
BD
July 20, 1981 - February 7, 1984

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Current Firm

VS
VESTECH SECURITIES, INC.

ENHANCED PREMIUM PARTNERS III, LLC | VESTECH SECURITIES, INC. | VESTECH SECURITIES, INC | REAL PREMIUM PARTNERS, V | REAL PREMIUM PARTNERS, LLC IV | REAL PREMIUM PARTNERS, LLC | REAL PREMIUM APPRECIATION | ENHANCED PREMIUM PARTNERS, LLC

CRD#: 41409 / SEC#: 8-49409
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

Mailing Address

11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141

Phone Number

(314) 828-2111

Established

Kansas since 03/13/1996

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HUANG, JOHN CHUNENPRESIDENT2659909
KNESE, PAUL BERNARDAML OFFICER AND DSO2541241
RAMIREZ, MARCO ANTONIOCCO4702164

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1983About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jul 1981About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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