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LD

Leandro P. Diogo

ING FINANCIAL MARKETS
NEW YORK, NY 10036
CRD#: 7352144
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LD
Leandro Pestilli DiogoING FINANCIAL MARKETS

Professional summary

Leandro Pestilli Diogo, who also goes by Leandro Diogo, is a registered financial professional currently at ING FINANCIAL MARKETS LLC located in New York, New York.

Leandro is registered as a RR (Registered Representative) and started their career in finance in 2025. Leandro has worked at 2 firms and has passed the Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Leandro Diogo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leandro Pestilli Diogo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2026 - Present

ING FINANCIAL MARKETS LLC

Office #1: 1133 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 28872
NEW YORK, NY
Past

February 27, 2025 - May 27, 2026

SMBC NIKKO SECURITIES AMERICA, INC.

BD
CRD#: 28602
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/27/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/13/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IF
ING FINANCIAL MARKETS LLC
ING (U.S.) SECURITIES, FUTURES & OPTIONS INC. | QUANTUM SECURITIES, INC. | ING SECURITIES DERIVATIVES CLEARING | ING SECURITIES & OPTIONS | ING FINANCIAL MARKETS LLC | ING BARINGS CORP.

CRD#: 28872 / SEC#: , 8-43978

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1133 Avenue Of The Americas, New York, NY 10036
Mailing Address
1133 Avenue Of The Americas, New York, NY 10036
Phone number
(646) 424-6000
Established
Delaware since 11/06/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ING FINANCIAL HOLDINGS CORPORATIONSOLE SHAREHOLDER
BENETREU, LINDA MARIANNEDIRECTOR6448656
CHAUDHURI, SUPRIO NMNCHIEF COMPLIANCE OFFICER4659711
CICCHILLO, DARREN THOMASCHIEF OPERATING OFFICER2261428
MEEHAN, TIMOTHY MICHAELGENERAL COUNSEL4238220
MEYER, KATHARYN ARABELA BOYLECHIEF EXECUTIVE OFFICER3063186
SCHAEFFER, ANDREW DAVIDDIRECTOR1817568
TORNIJ, MARKDIRECTOR7337753
WOLVIUS, JOHANNES DERKCHIEF FINANCIAL OFFICER7053218

Disclosures

Regulatory Event10

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Company Information

ING FINANCIAL MARKETS LLC

CRD#: 28872New York, NY 10036

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