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MR

Mauricio A. Ramirez

ALLARIA SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7349068
MR

Professional summary

Mauricio Alexander Ramirez, who also goes by Mauricio A Ramirez, Mauricio Ramirez, is a registered financial professional currently at ALLARIA SECURITIES, LLC located in Miami, Florida.

Mauricio is registered as a RR (Registered Representative) and started their career in finance in 2023. Mauricio has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mauricio A Ramirez | Mauricio Ramirez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mauricio Alexander Ramirez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2026 - Present

ALLARIA SECURITIES, LLC

Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131
BD
CRD#: 286504
Miami, FL
Past

July 12, 2024 - May 1, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
PINECREST, FL
Past

July 12, 2024 - May 1, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
PINECREST, FL
Past

May 17, 2023 - June 28, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Miami, FL
Past

May 13, 2023 - June 28, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/7/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALLARIA SECURITIES, LLC
ALLARIA SECURITIES, LLC

CRD#: 286504 / SEC#: , 8-69891

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Mailing Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Phone number
(786) 686-5400
Established
Florida since 11/10/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLARIA LATAM INVESTMENT SERVICES, INCMEMBER
CATOGGIO, STELLA MCHIEF EXECUTIVE OFFICER2987511
PARDO, FERNANDOCHIEF COMPLIANCE OFFICER/AMLCO6171442
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP5421965
ROWE, KEVIN ANTHONYDIRECTOR OF REGULATORY AFFAIRS4641264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLARIA SECURITIES, LLC

CRD#: 286504Miami, FL 33131

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