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Anthony Angelo Curro

CRD# 734690·Registered 1981 - 2014
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Angelo Curro was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1981 - 2014. Anthony had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7 and Series 5 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

ALLIANCEBERNSTEIN L.P.·CRD# 108477
RIA
Philadelphia, PA
January 12, 2012 - July 31, 2014
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
Philadelphia, PA
January 12, 2012 - July 31, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Horsham, PA
August 9, 2010 - January 5, 2012
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Horsham, PA
July 20, 2010 - January 5, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
April 2, 1993 - September 9, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
October 28, 1982 - March 29, 1983
LEHMAN BROTHERS INC.·CRD# 7506
BD
October 11, 1981 - February 3, 1982
ROBERTS AND BROWN SECURITIES CORPORATION·CRD# 8131
BD
July 20, 1981 - October 28, 1981

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Current Firm

AL
ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - SEC (8/13/1999 Approved)

Contact Information

Main Address

501 Commerce Street, Nashville, TN 37203

Phone Number

(615) 622-0000

# of Employees

4,204

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

75,956

AUM (Assets Under Management)

$763,401,000,000

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
11/25/2024Cover PageReport
10/27/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - SEC (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2010About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2013About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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