Mary Caiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Caiello, who also goes by Mary Koke, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2023. Mary had worked at 1 firm and has passed the SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2023 - December 18, 2023
OPEN TO THE PUBLIC INVESTING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OPEN TO THE PUBLIC INVESTING, INC.
CRD#: 127818 / SEC#: , 8-66049
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
