James William Bogle
Professional Summary
James William Bogle is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC. James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 3 firms and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | MELIO SECURITIES COMPANY, LLC
Contact Information
Main Address
200 Berkeley Street, Boston, MA 02116Mailing Address
200 Berkeley Street, Boston, MA 02116Phone Number
(888) 695-4472Established
Illinois since 04/10/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK SUBSIDIARIES LLC | HOLDING COMPANY (100% DIRECT OWNER) | — |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| COMER, DOUGLAS J MR | CHIEF EXECUTIVE OFFICER | 4887129 |
| DICKINSON, PAUL WILLIAM | CHIEF COMPLIANCE OFFICER | 2234977 |
| TOTH, CHARLES SANDOR | PRESIDENT | 1414129 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James William Bogle's CRS (Customer Relationship Summary).
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