Stephen Pederson
Professional summary
Stephen Pederson, who also goes by Stephen Owen Pederson, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Pensacola, Florida.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2022. Stephen has worked at 4 firms and has passed the Series 66, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Pederson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 125 W. Romana Street One Pensacola Plaza Suite 720, Pensacola, FL 32502February 19, 2025 - June 4, 2026
LPL FINANCIAL LLC
February 10, 2025 - June 4, 2026
LPL FINANCIAL LLC
November 18, 2022 - February 3, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 14, 2022 - February 3, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2026)
Exams
Series 7TO
Date: 5/10/2022
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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