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Scott A. Zardenetta
COPLEY FINANCIAL GROUP
San Diego, CA 92108
Some features on this profile are disabled
CRD#: 7343599
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Professional summary
Scott Alan Zardenetta, who also goes by Scott Alan Zardenetta, is a registered financial advisor currently at COPLEY FINANCIAL GROUP, INC. located in San Diego, California.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Scott has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Alan Zardenetta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HERITAGE TAX AND INSURANCE-INVESTMENT RELATED, 2650 CAMINO DEL RIO NORTH, SAN DIEGO, CA 92108, INSURANCE SERVICES, INSURANCE AGENT, PROVIDE Fixed annuities and Life Insurance ADVICE, 20 HRS PER MONTH, 10- HRS PER MONTH DURING SECURITIES TRADINGHOURS, 04/2025. Door Dash; Investment Related: No; El Cajon, California, 92019 Position; Delivery Driver; Employee Start Date: 08/29/2022 No. Hours: 20-40 a month; Hours during trading: 0 Duties: Delivery of groceries and store goods.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Alan Zardenetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2025 - Present
COPLEY FINANCIAL GROUP, INC.
Office #1: 2650 Camino Del Rio North, Suite 350, San Diego, CA 92108RIA
CRD#: 283070
San Diego, CA
Past
January 30, 2023 - April 1, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN DIEGO, CA
Past
December 1, 2022 - April 1, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN DIEGO, CA
Past
August 16, 2021 - September 15, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COPLEY FINANCIAL GROUP, INC.
COPLEY FINANCIAL GROUP, INC.
CRD#: 283070 / SEC#: 801-119967
RIA
Registered Investment Advisory firm - (12/14/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)New York
Registered Investment Advisory firm - (12/18/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/14/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
CF
COPLEY FINANCIAL GROUP, INC.
COPLEY FINANCIAL GROUP, INC.
CRD#: 283070 / SEC#: 801-119967
RIA
Registered Investment Advisory firm - (12/14/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)New York
Registered Investment Advisory firm - (12/18/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2650 Camino Del Rio North, Suite 350, San Diego, CA 92108
Mailing Address
Phone number
(619) 294-6008
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,963 |
| AUM (Assets Under Management) | $ 272,683,411 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
