Harold M. Kalkstein

LATITUDE ADVISORS

New York, NY 10022

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CRD#: 734267

Professional summary

Harold Murray Kalkstein, who also goes by Harold M Kalkstein, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in New York, New York and GWN SECURITIES INC. located in New York, New York.

Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Harold has worked at 13 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harold M Kalkstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Murray Kalkstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2021 - Present

LATITUDE ADVISORS, LLC

Office #1: 590 Madison Avenue 28th Floor, New York, NY 10022

RIA

CRD#: 151001

New York, NY

Current

August 6, 2014 - Present

GWN SECURITIES INC.

Office #1: 590 Madison Ave. Suite 2172, New York, NY 10022

RIA

CRD#: 128929

New York, NY

Past

September 25, 2012 - December 24, 2013

OSAIC FA, INC.

CRD#: 3978

NEW YORK, NY

Past

June 24, 2008 - May 30, 2012

PRINCIPAL SECURITIES, INC.

CRD#: 1137

NEW YORK, NY

Past

April 25, 2007 - December 31, 2007

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

MONACA, PA

Past

January 26, 2006 - March 9, 2007

BCG SECURITIES, INC.

CRD#: 70

NEW YORK, NY

Past

January 21, 2000 - December 31, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HOUSTON, TX

Past

October 1, 1997 - December 31, 1999

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 27, 1992 - October 1, 1997

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

March 30, 1989 - February 6, 1992

WESTCO INVESTMENT CORP.

CRD#: 20744

LYNBROOK, NY

Past

October 8, 1984 - December 19, 1988

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

Past

May 20, 1982 - December 4, 1985

LEHMAN BROTHERS INC.

CRD#: 7506

Past

July 15, 1981 - October 21, 1981

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

July 15, 1981 - August 20, 1990

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/6/2014)

Massachusetts
(12/5/2019)

New York
(8/6/2014)

IAR

New York
(5/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 11/14/1994

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 7/13/1981

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1981

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 5/24/1976

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harold M. Kalkstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Murray Kalkstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

OSAIC FA, INC.

PRINCIPAL SECURITIES, INC.

FORTUNE FINANCIAL SERVICES, INC.

BCG SECURITIES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

USLIFE EQUITY SALES CORP.

WESTCO INVESTMENT CORP.

NATHAN & LEWIS SECURITIES, INC.

LEHMAN BROTHERS INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/1985

SIE

Date: 10/1/2018

Series 62

Date: 11/14/1994

Series 22

Date: 7/13/1981

Series 6

Date: 7/13/1981

Series 1

Date: 5/24/1976

FINRA

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

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