HK
Harold M. Kalkstein
LATITUDE ADVISORS
New York, NY 10022
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CRD#: 734267
HK
Professional summary
Harold Murray Kalkstein, who also goes by Harold M Kalkstein, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in New York, New York and GWN SECURITIES INC. located in New York, New York.
Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Harold has worked at 13 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harold M Kalkstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)EXECRELOUSA, 555 Madison Avenue #514, NEW YORK, NY 10022, REAL ESTATE/RELO/ MEETING PLANNING SERVICE, NOT INVESTMENT RELATED, OWNER, SALES AND ADMINISTRATION, STARTED IN 1983 WORKING 0 HPM 0 DURING TRADING HOURS. 2)ALL RISK MANAGEMENT, 555 Madison Avenue #514, NEW YORK, NY 10022. P&C INSURANCE, NOT INVESTMENT RELATED, AGENT, OFFERING P&C INSURANCE STARTED IN 1983 WORKING 20 HPM ALL DURING TRADING HOURS. BENEFITS DYNAMICS, 555 Madison Avenue #514, NEW YORK, NY 10022. GROUP INSURANCE, NOT INVESTMENT RELATED, AGENT, OFFERING ACCIDENT/HEALTH, DISABILITY, INSURANCE PORTION OF HSAS AND TRADITIONAL LIFE INSURANCE, STARTED IN 1983, WORKING 20 HPM DURING TRADING HOURS, 5)PERSONNEL RESOURCE CONSULTANTS, INC, 555 Madison Avenue #514, NEW YORK, NY 10022, CATEGORY: LEGAL ENTITY, NOT INVESTMENT-RELATED: , TITLE: OWNER DUTIES: CORPORATION THAT OPERATES THROUGH D/B/A INCLUDING BENEFITS DYNAMICS, ALL RISK MANAGEMENT, EXECRELOUSA, HORIZON ASSET ADVISORS, NAUTICOMARINE, START DATE: 1-1-79, HOURS PER MONTH: 20, HOURS PER MONTH DURING TRADING HOURS: 10. 6)NAME AND ADDRESS: NAUTICO MARINE, 555 Madison Avenue #514, NEW YORK, NY 10022, CATEGORY: WHOLESALE-RETAIL MARINE ACCESSORIES, INVESTMENT-RELATED: NO, TITLE: OWNER DUTIES: PRODUCE AND SELL MARINE ACCESSORIES AND PRODUCTS, PARTICULARLY, DURING BOATING SEASON, START DATE: 10-1-2012, HOURS PER MONTH: 5, HOURS PER MONTH DURING TRADING HOURS: 0 7) NAME AND ADDRESS: HAROLD KALKSTEIN, 1175 YORK AVENUE, APT 5M, NEW YORK, NY 10065, CATEGORY: RENTAL PROPERTY, INVESTMENT-RELATED: YES, TITLE: OWNER, DUTIES: COLLECT RENT, RENEW LEASE, START DATE: 4-1-1995, HOURS PER MONTH: 1, HOURS PER MONTH DURING TRADING HOURS: 0 INSURANCE-PROPERTY & CASUALTY -SPA RISK MANAGEMENT POSITION: PRESIDENT NATURE: PROVIDING PROPERTY AND CASUALTY INSURANCE COVERAGE FOR SMALL BUSINESS OWNERS (INCLUDING SALONS ETC) INCLUDING INITIAL PLACEMENT, SERVICING AND RENEWALS. INVESTMENT RELATED: NO NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2015 ADDRESS: 555 MADISON AVENUE SUITE 514, NEW YORK, NY 10022 DESCRIPTION: BROKERAGE OF PROPERTY & CASUALTY INSURANCE POLICIES INCLUDING ASSESSING CURRENT INSURANCE COVERAGE AND COVERAGE NEEDS, OBTAINING QUOTATIONS AND PROPOSALS AND MAKING PRESENTATIONS AND RECOMMENDATIONS. PROCESSING OF NEW BUSINESS APPLICATIONS AND RENEWALS. RENTAL PROPERTY- SAG HARBOR POSITION: co-owner NATURE: It was purchased personally by my spouse and myself for long term appreciation of value and to eventually provide income to myself and my spouse.The business is to rent the house which wil eventually provide income that exceeds the expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 212 Hampton St, Sag Harbor NY 11963 DESCRIPTION: This is a rental property- we have a property manager that handles maintenance. I only make decisions regarding major repairs, pay mortage and utilities and deposit rental checks HORIZON ASSET ADVISORS POSITION: Investment advisor representative NATURE: Marketing of advisory services as IAR of Latitude Advisors LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/31/2017 ADDRESS: 555 Madison Avenue suite 514, new york, NY 10022 , United States DESCRIPTION: Marketing of advisory services (as IAR of Latitude Advisors llc) including approved mailings, website and SEO(search engine optimizaation) , seminars .
CRS (Client Relationship Summary) - RIA
Click below to view Harold Murray Kalkstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2021 - Present
LATITUDE ADVISORS, LLC
Office #1: 590 Madison Avenue 28th Floor, New York, NY 10022RIA
CRD#: 151001
New York, NY
Current
August 6, 2014 - Present
GWN SECURITIES INC.
Office #1: 590 Madison Ave. Suite 2172, New York, NY 10022RIA
BD
CRD#: 128929
New York, NY
Past
September 25, 2012 - December 24, 2013
OSAIC FA, INC.
BD
CRD#: 3978
NEW YORK, NY
Past
June 24, 2008 - May 30, 2012
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
NEW YORK, NY
Past
April 25, 2007 - December 31, 2007
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
MONACA, PA
Past
January 26, 2006 - March 9, 2007
BCG SECURITIES, INC.
BD
CRD#: 70
NEW YORK, NY
Past
January 21, 2000 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
HOUSTON, TX
Past
October 1, 1997 - December 31, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
January 27, 1992 - October 1, 1997
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
NEW YORK, NY
Past
March 30, 1989 - February 6, 1992
WESTCO INVESTMENT CORP.
BD
CRD#: 20744
LYNBROOK, NY
Past
October 8, 1984 - December 19, 1988
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
Past
May 20, 1982 - December 4, 1985
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
July 15, 1981 - October 21, 1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
July 15, 1981 - August 20, 1990
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/6/2014)
RR
Massachusetts(12/5/2019)
RR
New York(8/6/2014)
IAR
New York(5/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/14/1994
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/24/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
