Charlene M. Landsman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlene Marie Landsman, who also goes by Charlene Marie Lanzman, Charlene Marie Savoca, was a registered financial professional .
Charlene is a previously registered financial professional and started their career in finance in 1981. Charlene had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2017 - June 15, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 11, 2016 - May 2, 2017
BANCWEST INVESTMENT SERVICES, INC.
February 14, 2012 - March 7, 2016
SECURIAN FINANCIAL SERVICES, INC.
November 6, 2009 - March 23, 2010
SECURIAN FINANCIAL SERVICES, INC.
July 3, 2003 - April 24, 2007
SUTTER SECURITIES INCORPORATED
July 11, 2002 - July 29, 2003
VALIC FINANCIAL ADVISORS, INC.
April 23, 2002 - July 19, 2002
EDWARD JONES
October 15, 1997 - September 11, 2000
VALIC FINANCIAL ADVISORS, INC.
July 18, 1990 - September 11, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
October 12, 1981 - June 22, 1990
J.P. MORGAN SECURITIES LLC
June 23, 1981 - October 28, 1981
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
