Tina E. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina E Clark, who also goes by Tina Elizabeth Clark, Tina Clark Sasser, Tina E Watson, was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 1981. Tina had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2013 - December 9, 2013
DOWNSTATE SECURITIES GROUP, INC.
May 23, 2013 - December 31, 2017
INVESTMENT PLANNERS, INC.
July 20, 1981 - September 26, 2013
DOWNSTATE SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DOWNSTATE SECURITIES GROUP, INC.
CRD#: 8686 / SEC#: , 8-25958
Contact information
Documents
Direct owners and executive officers
Disclosures
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
