James Milton Clark
Professional Summary
James Milton Clark, who also goes by Jim Clark, is a registered financial advisor currently at BELLEAIR ASSET MANAGEMENT, LLC located in Belleair Bluffs, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Clark
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
BELLEAIR ASSET MANAGEMENT, LLC
Contact Information
Main Address
259 Indian Rocks Road North, Belleair Bluffs, FL 33770Phone Number
(727) 586-3541# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
366AUM (Assets Under Management)
$234,283,723Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BELLEAIR ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(1/9/2018)
(11/30/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Milton Clark's CRS (Customer Relationship Summary).
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