KD
Kaelan K. Dean
DARWIN WEALTH MANAGEMENT
Tampa, FL 33609-1909
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CRD#: 7340891
KD
Professional summary
Kaelan Keaton Dean is a registered financial advisor currently at DARWIN WEALTH MANAGEMENT located in Tampa, Florida.
Kaelan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kaelan has worked at 3 firms and has passed the Series 65, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sapphire Professionals LLC Not investment related 2850 50th Ave W, Apt 18, Bradenton FL A SaaS tech firm which develops software to manage job applicants in an efficient and fair way CEO/Total Owner CEO and total majority owner Started in 02/2022 Currently spend less than 10hrs a month No hours spent during trading hours Mostly software development, management, and business planning
CRS (Client Relationship Summary) - RIA
Click below to view Kaelan Keaton Dean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
DARWIN WEALTH MANAGEMENT
Office #1: 4601 W North A Street, Tampa, FL 33609-1909RIA
CRD#: 166585
Tampa, FL
Past
July 11, 2023 - July 1, 2024
CROSSTREE CAPITAL SECURITIES, LLC
BD
CRD#: 154675
TAMPA, FL
Past
June 10, 2022 - November 2, 2022
CROSSTREE CAPITAL SECURITIES, LLC
BD
CRD#: 154675
TAMPA, FL
Past
September 24, 2021 - October 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
SARASOTA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DARWIN WEALTH MANAGEMENT
DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT
CRD#: 166585 / SEC#: 801-80103
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)Florida
Registered Investment Advisory firm - (8/14/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 7/11/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 9/24/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
DARWIN WEALTH MANAGEMENT
DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT
CRD#: 166585 / SEC#: 801-80103
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)Florida
Registered Investment Advisory firm - (8/14/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4601 W North A Street, Tampa, FL 33609-1909
Mailing Address
Phone number
(813) 579-4074
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,650 |
| AUM (Assets Under Management) | $ 617,322,592 |
Red Flags
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Company Information
DARWIN WEALTH MANAGEMENT
CRD#: 166585Tampa, FL 33609-1909TRUST BUT VERIFY
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