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AR

Adam J. Rang

CETERA PLANNING PARTNERS
DUBUQUE, IA 52001
Some features on this profile are disabled
CRD#: 7340338
AR
Adam J RangCETERA PLANNING PARTNERS

Professional summary

Adam J Rang, who also goes by Adam James Rang, is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Dubuque, Iowa and CETERA WEALTH SERVICES, LLC located in Dubuque, Iowa.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 5 firms and has passed the Series 63, SIE and Series 7TO exams.

Aliases

Adam James Rang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AJR PHOTOS LLC POSITION: Owner NATURE: I own a photography company, AJR Photos LLC, which specializes in sports photography. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2020 ADDRESS: 3035 Lindale St, Dubuque IA 52001, United States DESCRIPTION: My job responsibilities include capturing images for clients, editing those images, and delivering them to the client.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam J Rang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2026 - Present

CETERA PLANNING PARTNERS

Office #1: 210 Jones St Ste. 104, Dubuque, IA 52001
RIA
CRD#: 129625
DUBUQUE, IA
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 210 Jones St Suite 104, Dubuque, IA 52001
BD
CRD#: 13572
DUBUQUE, IA
Past

October 30, 2024 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DUBUQUE, IA
Past

August 1, 2024 - September 30, 2026

AVANTAX PLANNING PARTNERS, INC.

RIA
CRD#: 106237
DUBUQUE, IA
Past

March 31, 2022 - June 10, 2022

WEITZEL FINANCIAL SERVICES, INC.

RIA
CRD#: 27346
DUBUQUE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CETERA PLANNING PARTNERS
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(9/5/2025)
IAR
Iowa
(9/29/2026)
RR
Texas
(9/5/2025)
IAR
Texas
(9/29/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 5/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/30/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 10/30/2024
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CETERA PLANNING PARTNERS
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)
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Contact information

Main Address
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211
Mailing Address
Phone number
(913) 498-8898
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS AUGUST 2026 (9/1/2026)

Regulatory assets under management

Total Number of Accounts14,107
AUM (Assets Under Management)$ 4,164,758,846

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/19/2026
Cover Page
Report
11/24/2025
Cover Page
Report
08/08/2024
Cover Page
Report
11/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA PLANNING PARTNERS

CRD#: 129625Dubuque, IA 52001

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