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SA

Shivang A. Amin

WELLESLEY HILLS SECURITIES
NEWTON, MA 02459
Some features on this profile are disabled
CRD#: 7340105
SA

Professional summary

Shivang Atush Amin, who also goes by Shiv Atush Amin, is a registered financial professional currently at WELLESLEY HILLS SECURITIES located in Newton, Massachusetts.

Shivang is registered as a RR (Registered Representative) and started their career in finance in 2021. Shivang has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shiv Atush Amin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shivang Atush Amin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2022 - Present

WELLESLEY HILLS SECURITIES

Office #1: 1087 Beacon Street Suite 303, Newton, MA 02459
BD
CRD#: 315364
NEWTON, MA
Past

September 27, 2021 - November 29, 2021

COMMONWEALTH PHARMA SECURITIES

BD
CRD#: 121990
MARSHFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/24/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/12/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/27/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WH
WELLESLEY HILLS SECURITIES
WELLESLEY HILLS SECURITIES | WELLESLEY HILLS SECURITIES, LLC

CRD#: 315364 / SEC#: , 8-70742

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1087 Beacon Street Suite 303, Newton, MA 02459
Mailing Address
1087 Beacon Street Suite 204, Newton, MA 02459
Phone number
(617) 465-2425
Established
Massachusetts since 08/09/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HARK, ADAM TODDOWNER7225011
FLYNN, PETER FRANCISCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MANAGER2655124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLESLEY HILLS SECURITIES

CRD#: 315364Newton, MA 02459

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