Ten Eyck T. Wellford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ten Eyck Thompson Wellford, who also goes by Ten Eyck Thompson Wellford, Ten Wellford, Tenny Wellford, was a registered financial professional .
Ten Eyck is a previously registered financial professional and started their career in finance in 1981. Ten Eyck had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2004 - March 31, 2020
WELLFORD MANAGEMENT LIMITED COMPANY
June 23, 1981 - July 20, 1992
BRANCH, CABELL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLFORD MANAGEMENT LIMITED COMPANY
CRD#: 116870 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Virginia | ERA - Withdrawn - Failed to Renew | 12/31/2022 |
Red Flags
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