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AR

Aaron M. Romo

COBRA TRADING
CARROLLTON, TX 75010
Some features on this profile are disabled
CRD#: 7339451
AR

Professional summary

Aaron Michael Romo, who also goes by Aaron Romo, is a registered financial professional currently at COBRA TRADING, INC. located in Carrollton, Texas.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2021. Aaron has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aaron Romo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Michael Romo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2021 - Present

COBRA TRADING, INC.

Office #1: 3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
BD
CRD#: 132078
CARROLLTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/3/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/30/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CT
COBRA TRADING, INC.
BIGTRADES.COM | VENOM TRADING | COBRA TRADING, INC.

CRD#: 132078 / SEC#: , 8-66548

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Mailing Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Phone number
(972) 491-7999
Established
Wisconsin since 05/14/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HESSING, CHADD THOMASCEO AND FOUNDER, DIRECTOR, EXECUTIVE REP., CFO, FINOP, TREASURER, CCO, SECRETARY2668366
KREBS, RYAN MICHAELPRESIDENT3178801
TERRY, THOMAS OTISCHIEF OPERATIONS OFFICER4285347

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COBRA TRADING, INC.

CRD#: 132078Carrollton, TX 75010

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