AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CH

Chadd Thomas Hessing

COBRA TRADING
Carrollton, TX
·CRD# 2668366·30 years experience

Professional Summary

Chadd Thomas Hessing is a registered financial advisor currently at COBRA TRADING, INC. located in Carrollton, Texas. Chadd is registered as a RR (Registered Representative) and started their career in finance in 1996. Chadd has worked at 6 firms and has passed the Series 63, Series 99TO, Series 62, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
View profile
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Years of Experience

30 years in the financial services industry

Current & Past Employments

COBRA TRADING, INC.·CRD# 132078
BD
1. 3008 E Hebron Pkwy Bldg 400, Carrollton, TX 750102. 3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
December 17, 2004 - Present
NDX TRADING, INC.·CRD# 39940
BD
New Brighton, MN
March 5, 2000 - January 28, 2005
NDX TRADING, INC.·CRD# 39940
BD
New Brighton, MN
March 16, 1999 - June 28, 1999
FIRST FUND DISTRIBUTORS, INC.·CRD# 27038
BD
Phoenix, AZ
January 22, 1998 - January 23, 1999
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.·CRD# 26506
BD
Minneapolis, MN
April 24, 1997 - July 11, 1997
AMERICAN EXPRESS SERVICE CORPORATION·CRD# 10518
BD
Minneapolis, MN
December 18, 1996 - July 11, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 29, 1996 - October 3, 1996

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

CT
COBRA TRADING, INC.

BIGTRADES.COM | VENOM TRADING | COBRA TRADING, INC.

CRD#: 132078 / SEC#: 8-66548
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010

Mailing Address

3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010

Phone Number

(972) 491-7999

Established

Wisconsin since 05/14/2004

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HESSING, CHADD THOMASCEO AND FOUNDER, DIRECTOR, EXECUTIVE REP., CFO, FINOP, TREASURER, CCO, SECRETARY2668366
KREBS, RYAN MICHAELPRESIDENT3178801
TERRY, THOMAS OTISCHIEF OPERATIONS OFFICER4285347

Disclosures

Regulatory Event

6

Civil Event

1

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/11/2008)
RR
Alaska
(2/4/2008)
RR
Arizona
(3/8/2006)
RR
Arkansas
(1/14/2008)
RR
California
(1/10/2005)
RR
Colorado
(1/18/2006)
RR
Connecticut
(3/28/2008)
RR
Delaware
(4/3/2008)
RR
District of Columbia
(3/24/2008)
RR
Florida
(1/26/2005)
RR
Georgia
(1/19/2005)
RR
Hawaii
(5/14/2008)
RR
Idaho
(1/29/2008)
RR
Illinois
(3/13/2008)
RR
Indiana
(3/27/2008)
RR
Iowa
(9/12/2006)
RR
Kansas
(4/2/2008)
RR
Kentucky
(2/14/2008)
RR
Louisiana
(3/25/2008)
RR
Maine
(4/7/2008)
RR
Maryland
(1/15/2008)
RR
Massachusetts
(6/21/2006)
RR
Michigan
(3/26/2008)
RR
Minnesota
(1/28/2005)
RR
Mississippi
(3/14/2008)
RR
Missouri
(3/13/2008)
RR
Montana
(2/4/2008)
RR
Nebraska
(5/8/2008)
RR
Nevada
(1/20/2005)
RR
New Hampshire
(4/11/2008)
RR
New Jersey
(4/21/2008)
RR
New Mexico
(2/6/2008)
RR
New York
(1/10/2005)
RR
North Carolina
(4/5/2005)
RR
North Dakota
(3/24/2008)
RR
Ohio
(4/8/2008)
RR
Oklahoma
(2/8/2008)
RR
Oregon
(2/28/2006)
RR
Pennsylvania
(3/19/2008)
RR
Puerto Rico
(6/9/2020)
RR
Rhode Island
(3/24/2008)
RR
South Carolina
(1/11/2005)
RR
South Dakota
(3/14/2008)
RR
Tennessee
(1/22/2008)
RR
Texas
(2/7/2005)
RR
Utah
(10/2/2007)
RR
Vermont
(3/14/2008)
RR
Virginia
(9/20/2006)
RR
Washington
(10/3/2005)
RR
West Virginia
(3/27/2008)
RR
Wisconsin
(1/3/2005)
RR
Wyoming
(3/25/2008)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2016About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1999

Series 7 — General Securities Representative Examination

Passed Aug 1996About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2004About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 1999About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Chadd Thomas Hessing's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
CH
Follow Chadd
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required