David White

BAKERAVENUE

SAN FRANCISCO, CA 94111

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CRD#: 7338630

Professional summary

David White is a registered financial advisor currently at BAKERAVENUE located in San Francisco, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Pacific Excel Wealth Advisors; DBA; Investment Related; 925 Ygnacio Valley Rd. Ste. 200 Walnut Creek, CA 94596; Financial Planning and Wealth Advisory; Junior Wealth Advisor; Start date 08/02/2021; Work 40 hrs a week (approximately 160 hours per month), from 9am to 5pm Pacific; I assist the company in making financial plans for clients and start organizing meetings and providing clients with financial and investment advice once I am fully registered with JW Cole Advisors Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2024 - Present

BAKERAVENUE

Office #1: One Embarcadero Center Ste 2530, San Francisco, CA 94111

RIA

CRD#: 132657

SAN FRANCISCO, CA

Past

October 15, 2021 - June 14, 2024

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Walnut Creek, CA

Past

July 29, 2021 - August 27, 2021

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NAPA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAKERAVENUE

BAKER AVENUE ASSET MANAGEMENT, LP | SIMONBAKER & PARTNERS LLC (RELYING ADVISER) | IRONWOOD CAPITAL MANAGEMENT, LLC | BAKERAVENUE WEALTH MANAGEMENT | BAKERAVENUE

CRD#: 132657 / SEC#: 801-63576

RIA

Registered Investment Advisory firm - (10/18/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/7/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 7/29/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 2/2/2021

Securities Industry Essentials Examination

Current Firm

BAKERAVENUE

BAKER AVENUE ASSET MANAGEMENT, LP | SIMONBAKER & PARTNERS LLC (RELYING ADVISER) | IRONWOOD CAPITAL MANAGEMENT, LLC | BAKERAVENUE WEALTH MANAGEMENT | BAKERAVENUE

CRD#: 132657 / SEC#: 801-63576

RIA

Registered Investment Advisory firm - (10/18/2004 Approved)

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Contact information

Main Address

One Embarcadero Center Ste 2530, San Francisco, CA 94111

Mailing Address

Phone number

(415) 986-1110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/30/2026)

Regulatory assets under management

Total Number of Accounts	3,690
AUM (Assets Under Management)	$ 5,086,036,641

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/20/2026	Cover Page	Report
08/05/2025	Cover Page	Report
08/28/2024	Cover Page	Report
04/02/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David White

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David White's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAKERAVENUE

J. W. COLE ADVISORS, INC.

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

BAKERAVENUE

State Registrations and Notice Filings

Exams

Series 65

Passed: 9/7/2021

Series 7TO

Passed: 7/29/2021

SIE

Passed: 2/2/2021

Current Firm

BAKERAVENUE

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BAKERAVENUE

TRUST BUT VERIFY

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