Anthony Shaw
Professional summary
Anthony Shaw is a registered financial professional currently at TRITOWER REAL ESTATE CAPITAL, LLC located in Boston, Massachusetts and FEARNLEY SECURITIES located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2021. Anthony has worked at 10 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Shaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2021 - Present
TRITOWER REAL ESTATE CAPITAL, LLC
Office #1: 60 State Street, Suite 2250, Boston, MA 02109March 31, 2023 - Present
FEARNLEY SECURITIES
Office #1: 885 Third Avenue 26th Floor, New York, NY 10022September 12, 2023 - Present
VERITAS CAPITAL SECURITIES L.L.C.
Office #1: 9 West 57th St Floor 31st, New York, NY 10019Office #2: 9 West 57th St, Floor 31st, New York, NY 10019April 30, 2024 - Present
JAVELIN PRIVATE CAPITAL GROUP LLC
Office #1: 4625 Lindell Blvd Suite 328, St. Louis, MO 63108April 3, 2025 - Present
BC PARTNERS SECURITIES LLC
Office #1: 650 Madison Ave 3rd Floor, New York, NY 10022August 1, 2025 - Present
RAINE SECURITIES LLC
Office #1: 65 East 55th Street 24th Floor, New York, NY 10022September 1, 2022 - May 23, 2025
M SHARE CAPITAL LLC
April 7, 2022 - August 16, 2022
SUMRIDGE PARTNERS, LLC
July 16, 2021 - April 11, 2024
ALTI STRATEGIC ADVISORY (US) BD, LLC
May 27, 2021 - July 19, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RAINE SECURITIES LLC
CRD#: 137873 / SEC#: , 8-67121
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAINE ADVISORS LLC | OWNER | |
| CHIANESE, ALFRED JOSEPH III | CHIEF OPERATING OFFICER | 6339436 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GARDNER, BRANDON WADE | PRESIDENT | 5767814 |
| RAVITCH, JOSEPH | CO-CHIEF EXECUTIVE OFFICER | 2504532 |
| RISHER, ANGELA RENEE | CHIEF COMPLIANCE OFFICER | 6676957 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER | 7338445 |
| SINE, JEFFREY ALAN | CO-CHIEF EXECUTIVE OFFICER | 1557736 |
Red Flags
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Company Information
RAINE SECURITIES LLC
CRD#: 137873Boston, MA 02109TRUST BUT VERIFY
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