TO
Thomas Olsen
FNEX CAPITAL
Torrence, CA 90503
Some features on this profile are disabled
CRD#: 7338381
TO
Professional summary
Thomas Olsen, who also goes by Thomas Arthur Olsen, is a registered financial professional currently at FNEX CAPITAL, LLC located in Torrence, California.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Thomas Arthur Olsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Thomas Olsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2022 - Present
FNEX CAPITAL, LLC
Office #1: 2958 Columbia St, Torrence, CA 90503BD
CRD#: 166316
Torrence, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/2/2022)
RR
Alaska(5/2/2022)
RR
Arizona(5/2/2022)
RR
Arkansas(5/2/2022)
RR
California(5/2/2022)
RR
Colorado(5/2/2022)
RR
Connecticut(5/2/2022)
RR
Delaware(5/2/2022)
RR
District of Columbia(5/2/2022)
RR
Florida(5/2/2022)
RR
Georgia(5/2/2022)
RR
Hawaii(5/2/2022)
RR
Idaho(5/2/2022)
RR
Illinois(5/2/2022)
RR
Indiana(5/2/2022)
RR
Iowa(5/2/2022)
RR
Kansas(5/2/2022)
RR
Kentucky(5/2/2022)
RR
Louisiana(5/2/2022)
RR
Maine(5/2/2022)
RR
Maryland(5/2/2022)
RR
Massachusetts(5/2/2022)
RR
Michigan(5/2/2022)
RR
Minnesota(5/2/2022)
RR
Mississippi(5/2/2022)
RR
Missouri(5/2/2022)
RR
Montana(5/2/2022)
RR
Nebraska(5/2/2022)
RR
Nevada(5/2/2022)
RR
New Hampshire(5/2/2022)
RR
New Jersey(5/2/2022)
RR
New Mexico(5/2/2022)
RR
New York(5/2/2022)
RR
North Carolina(5/2/2022)
RR
North Dakota(5/2/2022)
RR
Ohio(5/3/2022)
RR
Oklahoma(5/2/2022)
RR
Oregon(5/2/2022)
RR
Pennsylvania(5/2/2022)
RR
Rhode Island(5/2/2022)
RR
South Carolina(5/2/2022)
RR
South Dakota(5/2/2022)
RR
Tennessee(5/2/2022)
RR
Texas(5/2/2022)
RR
Utah(5/2/2022)
RR
Vermont(5/2/2022)
RR
Virginia(5/2/2022)
RR
Washington(5/2/2022)
RR
West Virginia(5/2/2022)
RR
Wisconsin(5/2/2022)
RR
Wyoming(5/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
