John M. Pugsley
Professional summary
John Matthew Pugsley, who also goes by John M Pugsley, John Pugsley, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Palm Beach Gardens, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 2021. John has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Matthew Pugsley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 9458 Alternate A1a, Palm Beach Gardens, FL 33403-1439February 17, 2026 - May 22, 2026
U.S. BANCORP ADVISORS, LLC
February 13, 2026 - May 22, 2026
U.S. BANCORP ADVISORS, LLC
November 25, 2024 - February 14, 2026
U.S. BANCORP INVESTMENTS, INC.
November 5, 2024 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
April 27, 2021 - November 7, 2024
EDWARD JONES
April 5, 2021 - November 7, 2024
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2026)
Exams
Series 6TO
Date: 6/11/2026
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 4/3/2021
General Securities Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WIEDUWILT, ANDREW PATRICK | VICE PRESIDENT | 8074278 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036Palm Beach Gardens, FL 33403-1439TRUST BUT VERIFY
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