Vaishnav Gubba
Professional summary
Vaishnav Gubba is a registered financial professional currently at FLOW TRADERS U.S. LLC located in New York, New York.
Vaishnav is registered as a RR (Registered Representative) and started their career in finance in 2022. Vaishnav has worked at 2 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 7TO, SIE, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vaishnav Gubba's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2021 - Present
FLOW TRADERS U.S. LLC
Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036January 12, 2022 - December 13, 2023
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/11/2022
Municipal Securities Representative ExaminationSeries 57TO
Date: 7/23/2021
Securities Trader ExamSeries 7TO
Date: 6/4/2021
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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