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HL

Hao Li

WEALTHFRONT BROKERAGE
PALO ALTO, CA 94301
Some features on this profile are disabled
CRD#: 7336889
HL
Hao LiWEALTHFRONT BROKERAGE

Professional summary

Hao Li is a registered financial professional currently at WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.

Hao is registered as a RR (Registered Representative) and started their career in finance in 2023. Hao has worked at 3 firms and has passed the Series 57TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hao Li's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2026 - Present

WEALTHFRONT BROKERAGE LLC

Office #1: 261 Hamilton Ave, Palo Alto, CA 94301
BD
CRD#: 153407
PALO ALTO, CA
Past

September 16, 2024 - June 10, 2026

FREC SECURITIES LLC

BD
CRD#: 316641
SAN FRANCISCO, CA
Past

April 3, 2023 - September 16, 2024

AKUNA SECURITIES LLC

BD
CRD#: 159041
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 4/3/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 2/24/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WB
WEALTHFRONT BROKERAGE LLC
KACHING BROKERAGE CORPORATION | WEALTHFRONT BROKERAGE LLC | WEALTHFRONT BROKERAGE CORPORATION

CRD#: 153407 / SEC#: , 8-68534

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
261 Hamilton Ave, Palo Alto, CA 94301
Mailing Address
261 Hamilton Ave, Palo Alto, CA 94301
Phone number
(844) 995-8437
Established
Delaware since 08/01/2018
Firm type
Limited Liability Company
Fiscal year end
July
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFRONTOWNER
COFFEY, JAMIE ELISECEO4810449
IMBERMAN, ALAN DCFO5576870
MATTHEWS, JONATHAN FOSTERCCO6844950
MCKEE, AUSTIN DOUGLASCTO7328731
RUDNEVA, EVGENIYAFINOP6400931
RYDEN, MARKCHIEF OPERATING OFFICER6955195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHFRONT BROKERAGE LLC

CRD#: 153407Palo Alto, CA 94301

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