Maxwell Oliver King
Professional Summary
Maxwell Oliver King is a registered financial advisor currently at WEALTH ADVISORS OF TAMPA BAY located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida. Maxwell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Maxwell has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Maxwell King joined our staff in 2021 as a Client Service Associate. He assists in servicing clients’ non-investment-related needs, including handling client accounts and customer service, as well as office administration. Maxwell graduated cum laude from the University of Tampa with a B.S. in finance. He enjoys working with financial markets and looks forward to progressing within the industry. He is married with a daughter named Brooklyn. In his free time, he enjoys spending time...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
Contact Information
Main Address
777 South Harbour Island Boulevard Suite 370, Tampa, FL 33602Phone Number
(813) 642-7730# of Employees
7SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
381AUM (Assets Under Management)
$400,836,312Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WEALTH ADVISORS OF TAMPA BAY | WEALTH ADVISORS OF TAMPA BAY LLC
State Registrations and Notice Filings
(9/1/2022)
(10/27/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Maxwell Oliver King's CRS (Customer Relationship Summary).
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