Paul A. Huey

EFS WEALTH MANAGEMENT LLC

Columbus, OH 43219

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CRD#: 7336071

Professional summary

Paul Alexander Huey, who also goes by Paul Alexander Huet, Alex Huey, Paul Alexander Huey, is a registered financial advisor currently at EFS WEALTH MANAGEMENT LLC located in Columbus, Ohio.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Paul has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Alexander Huet | Alex Huey | Paul Alexander Huey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) EAGLE FINANCIAL SOLUTIONS; YES INVESTMENT RELATED; 4285 MORSE RD GAHANA OH, 43230; INSURANCE SALES; FINANCIAL ADVISOR; START DATE 05/2017; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alexander Huey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

EFS WEALTH MANAGEMENT LLC

Office #1: 4182 Worth Ave, Columbus, OH 43219

RIA

CRD#: 314709

Columbus, OH

Past

July 13, 2021 - December 9, 2022

DELTA CAPITAL MANAGEMENT, INC.

RIA

CRD#: 164736

Gahanna, OH

Past

February 5, 2021 - March 15, 2021

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

GAHANNA, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2019

Uniform Investment Adviser Law Examination

Current Firm

EFS WEALTH MANAGEMENT LLC

CRD#: 314709 / SEC#:

Ohio

Registered Investment Advisory firm - (1/9/2024 Approved)

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Contact information

Main Address

4182 Worth Ave, Columbus, OH 43219

Mailing Address

Phone number

(614) 536-0222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul A. Huey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alexander Huey's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFS WEALTH MANAGEMENT LLC

DELTA CAPITAL MANAGEMENT, INC.

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2019

Current Firm

EFS WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

EFS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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