Idolina M. Shumway

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

Austin, TX

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CRD#: 733574

Professional summary

Idolina Maria Shumway, who also goes by Idolina M Garcia, Idolina Shumway, Idolina Shumway Toombs, Idolina Maria Valentin, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Austin, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Austin, Texas.

Idolina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Idolina has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Idolina M Garcia | Idolina Shumway | Idolina Shumway Toombs | Idolina Maria Valentin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) SHUMWAY WEALTH MANAGEMENT, 11603 LADERA VISTA DR., #16, AUSTIN, TX, 1/2012. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Idolina Maria Shumway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 615

DALLAS, TX

Past

June 17, 2003 - July 21, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

February 14, 2000 - June 19, 2003

LPL FINANCIAL LLC

RIA

CRD#: 10606

DALLAS, TX

Past

March 16, 1984 - December 13, 1988

WINTHROP SECURITIES CO., INC.

CRD#: 6925

Past

June 23, 1981 - June 19, 1984

INVESTMENT DEALERS INC.

CRD#: 5777

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2019)

New Jersey
(7/16/2014)

Texas
(7/16/2014)

IAR

Texas
(7/16/2014)

Wisconsin
(10/31/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Idolina M. Shumway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Idolina Maria Shumway's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

CETERA ADVISORS LLC

SUNAMERICA SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

OLD SLIP CAPITAL MANAGEMENT, INC.

KAVANAUGH SECURITIES, INC.

WINTHROP SECURITIES CO., INC.

INVESTMENT DEALERS INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/1999

Series 63

Date: 9/3/1981

SIE

Date: 10/1/2018

Series 7

Date: 6/20/1981

Series 24

Date: 10/30/1997

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

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