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YO

Yogesh Oka

KOREFUSION CAPITAL LLC
San Francisco, CA 94122
Some features on this profile are disabled
CRD#: 7334919
YO

Professional summary

Yogesh Oka is a registered financial professional currently at KOREFUSION CAPITAL LLC located in San Francisco, California.

Yogesh is registered as a RR (Registered Representative) and started their career in finance in 2021. Yogesh has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yogesh Oka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2021 - Present

KOREFUSION CAPITAL LLC

Office #1: 1467 Funston Street, San Francisco, CA 94122
BD
CRD#: 311889
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/20/2021)
RR
New York
(8/12/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/21/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/29/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/18/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KOREFUSION CAPITAL LLC
KOREFUSION CAPITAL LLC

CRD#: 311889 / SEC#: , 8-70649

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1467 Funston Street, San Francisco, CA 94122
Mailing Address
1467 Funston Street, San Francisco, CA 94122
Phone number
(412) 491-6394
Established
California since 11/02/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OKA, YOGESHOWNER7334919
MCCANN, JOSEPH HENRIE IIICHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER5691325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOREFUSION CAPITAL LLC

CRD#: 311889San Francisco, CA 94122

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