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JA

Joseph Antico

VELOCITY CLEARING
HAZLET, NJ 07730
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CRD#: 7331989
JA

Professional summary


Joseph Antico, who also goes by Joseph S Antico, is a registered financial professional currently at VELOCITY CLEARING, LLC located in Hazlet, New Jersey and TOR BROKERAGE LLC located in North Bergen, New Jersey.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2023. Joseph has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph S Antico

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Antico's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2023 - Present

VELOCITY CLEARING, LLC

Office #1: 1301 Route 36 Suite 103, Hazlet, NJ 07730
BD
CRD#: 126588
HAZLET, NJ
Current

July 19, 2023 - Present

TOR BROKERAGE LLC

Office #1: 9019 Old River Road 2nd Floor, North Bergen, NJ 07047
BD
CRD#: 135274
NORTH BERGEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 5/12/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/3/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


TB
TOR BROKERAGE LLC
ELITE ACCESS PARTNERS | TOR BROKERAGE LLC

CRD#: 135274 / SEC#: , 8-66903

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Mailing Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Phone number
(201) 941-0002
Established
Delaware since 02/09/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VCT HOLDINGS LLCMEMBER
VCT HOLDINGS II LLCMEMBER
APPELSON, STUART DAVIDFINOP2176520
KRKUTI, BESARTCHIEF FINANCIAL OFFICER7318260
SANDOR, VICTOR EROLMANAGER, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER2437119
SCHAEFFER, BRIAN KEITHCEO3063403

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TOR BROKERAGE LLC

CRD#: 135274Hazlet, NJ 07730

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