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CRD#: 135274
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TOR BROKERAGE LLC is located at 9019 Old River Road 2nd Floor, North Bergen, NJ 07047 and was first established at Woodbridge, Delaware in 02/09/2005. After operating for 21 years, TOR BROKERAGE LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOR BROKERAGE LLC’s clients are individuals and 0% of their clients are high net worth individuals. TOR BROKERAGE LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOR BROKERAGE LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOR BROKERAGE LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOR BROKERAGE LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TOR BROKERAGE LLC Comes From

Understanding the Statistics for TOR BROKERAGE LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Mailing Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Firm Size
Small
Phone Number
(201) 941-0002
Established
Delaware since 02/09/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VCT HOLDINGS LLCMEMBER
VCT HOLDINGS II LLCMEMBER
APPELSON, STUART DAVIDFINOP2176520
KRKUTI, BESARTCHIEF FINANCIAL OFFICER7318260
SANDOR, VICTOR EROLMANAGER, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER2437119
SCHAEFFER, BRIAN KEITHCEO3063403

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Advisor's working at TOR BROKERAGE LLC

JI

Joseph Infantino

RR
CRD#: 1906850
Location:
New York, NY 10038
Company:
VELOCITY CLEARING, LLC
Disclosures:
Experience:
30 years
View Profile
AF

Andrew John Formato

Andrew Joan Formato, Andy Formato
RR
CRD#: 2272875
Location:
North Bergen, NJ 07047
Company:
TOR BROKERAGE LLC
Disclosures:
Experience:
32 years
View Profile
SA

Stuart David Appelson

RR
CRD#: 2176520
Location:
Basking Ridge, NJ
Company:
FELDSTEIN FINANCIAL GROUP, LLC
Disclosures:
Experience:
34 years
View Profile
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