Patrick Mueller

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Mansfield, MA

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CRD#: 7331559

Professional summary

Patrick Mueller is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Mansfield, Massachusetts and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) a. OBA Name: Darkside Jiu Jitsu b. Investment-related? No c. OBA Address: 1 George St Unit 6, Plainville MA 02762 d. OBA Nature: Combat Sports Gym e. Position, Title, or Relationship with the OBA: Trainer/Instructor f. OBA Start Date: 11/01/2024 g. Approximate number of hours/month devoted to the OBA: 4 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: In charge of striking and training. 2.) a. OBA Name: Rental Property b. Investment-related? No c. OBA Address: 3231 Tabby Dr, Clarksville, TN 37042 d. OBA Nature: Property rental e. Position, Title, or Relationship with the OBA: Owner f. OBA Start Date: 04/21/2025 g. Approximate number of hours/month devoted to the OBA: 0 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Rental Property duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Mueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2024 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Office #2: 197 Clarendon St, Boston, MA 02116

RIA

CRD#: 105790

Mansfield, MA

Current

February 13, 2024 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Office #1: 197 Clarendon Street, Boston, MA 02116

CRD#: 28262

Boston, MA

Current

February 13, 2024 - Present

JOHN HANCOCK DISTRIBUTORS LLC

Office #1: 197 Clarendon Street, Boston, MA 02116

CRD#: 5249

Boston, MA

Current

September 25, 2024 - Present

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

Office #1: 200 Berkeley Street, Boston, MA 02116

CRD#: 150842

Boston, MA

Past

February 22, 2024 - October 17, 2024

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

December 12, 2023 - February 12, 2024

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NASHVILLE, TN

Past

February 14, 2023 - November 17, 2023

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NASHVILLE, TN

Past

February 14, 2023 - February 12, 2024

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

Nashville, TN

Past

October 26, 2021 - January 20, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

CLARKSVILLE, TN

Past

June 16, 2021 - September 13, 2021

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

April 10, 2021 - September 13, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

CLARKSVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA

Registered Investment Advisory firm - (12/12/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(2/13/2024)

IAR

Massachusetts
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/10/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/5/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA

Registered Investment Advisory firm - (12/12/1971 Approved)

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Contact information

Main Address

200 Berkeley St., Boston, MA 02116-5022

Mailing Address

Phone number

(617) 663-3000

Established

Firm type

Fiscal year end

# of Employees

363

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MODEL PORTFOLIOS SERVICES (3/21/2025)

JOHN HANCOCK INVESTMENT MANAGEMENT LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	35,239
AUM (Assets Under Management)	$ 202,193,176,436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

ALLIANCEBERNSTEIN L.P.

ALLIANCEBERNSTEIN L.P.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

NYLIFE SECURITIES LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2021

Series 7TO

Date: 4/10/2021

SIE

Date: 3/5/2021

Series 24

Date: 1/17/2024

FINRA

Current Firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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