Courtney L Wald
Professional Summary
Courtney L Wald is a registered financial advisor currently at ALBERT SECURITIES, LLC located in Santa Barbara, California. Courtney is registered as a RR (Registered Representative) and started their career in finance in 2022. Courtney has worked at 1 firm and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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CURTIS ADVISORY GROUP, LLC
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
ALBERT SECURITIES, LLC
Contact Information
Main Address
126 E Haley St, Suite A2, Santa Barbara, CA 93101Mailing Address
440 N Barranca Ave #3801, Covina, CA 91723Phone Number
(805) 465-2674Established
Delaware since 10/04/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CURTIS ADVISORY GROUP, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Courtney L Wald's CRS (Customer Relationship Summary).
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CURTIS ADVISORY GROUP, LLC
